Get compliance insights straight from your peers.
This new survey reveals that large numbers of market participants continue to struggle with their transaction reporting and providing evidence that best execution mandates have been met.
Download the survey and compare your compliance practices to your peers.
Additional key survey findings include:
- Despite a legal obligation to comply with Best Execution under MiFID II, 56% of survey respondents still do not produce best execution reports.
- Firms are still unclear about which financial instruments fall under MiFID II’s purview from a transaction reporting perspective
- Firms that rolled-out new technology prior to the MiFID II January 3rd deadline might be using the wrong technology and paying too much for it